Financial institutions

Future financial institutions seminars

• Governance under Solvency II

• Overview: Solvency II will require major changes to governance arrangements in preparation for its implementation in 2012. This seminar will discuss possible strategies for implementing the required changes across insurance groups.
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• Location:	London
  Date:	Wednesday 14th April 2010, 1pm - 2pm
  Speakers:	Ian Poynton and Guy Dunlop

• Related practice areas: Financial institutions

• Handling mass mis-selling claims in the financial services sector

• Overview: The Financial Services Bill is currently working its way through Parliament. This seminar will examine the collective and regulator-led redress aspects of the legislation and consider some of the practical issues that arise when dealing with mass mis-selling claims in the financial services sector.
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• Location:	London
  Date:	Tuesday 27 April 2010, 1pm - 2pm
  Speakers:	Simon Orton and David Scott

• Related practice areas: Financial institutions

• Competition in the banking sector

• Overview: This seminar will examine how the government sees the structure of the market going forward and what this means for the banks and for competition enforcement.
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• Location:	London
  Date:	Thursday 20 May 2010, 1pm - 2pm
  Speakers:	Simon Priddis and Alastair Chapman

• Related practice areas: Financial institutions

• Alternative investment fund regulation

• Overview: This session will examine developments in the Commission’s proposal for a directive on alternative investment fund managers and related issues.
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• Location:	London
  Date:	Wednesday 9 June 2010, 1pm - 2pm
  Speakers:	David Rouch, James Smethurst and Philippe Goutay

• Related practice areas: Financial institutions

• Whistleblowing and employee issues in regulatory investigations

• Overview: Internal investigations can be crucial for protecting your firm from the consequences of the wrong-doing of one individual. In addition, regulators (eg the FSA) place obligations on companies to deal fairly with employees who suspect suspicious activities within their organisations. At this seminar we will give you practical tips on dealing with internal investigations, and will examine the short-term and long-term effects of various tactical decisions which would impact on the management of litigation risk.
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• Location:	London
  Date:	Thursday 17 June 2010, 1pm - 2pm
  Speakers:	Caroline Stroud and Kathleen Healy

• Related practice areas: Financial institutions

• Financial services regulatory reform: global update

• Overview: This session will provide an update on the status of G20 / international financial services regulatory reforms.
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• Location:	London
  Date:	Thursday 1 July 2010, 1pm - 2pm
  Speakers:	A panel of partners from our Financial Institutions Group.

• Related practice areas: Financial institutions

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